Search for: "Albert Fried " Results 1 - 20 of 25
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2 Jun 2016, 7:09 am by D. Daxton White
The SEC’s order allegedly found that Albert Fried & Company violated Section 17(a) of the Securities Exchange Act of 1934 and Rule 17a-8. [read post]
3 Sep 2010, 12:11 pm by Lawrence B. Ebert
King of the Deep Fryer, Albert Gonzales, Jr. [read post]
1 Jun 2016, 1:48 pm by Mark Astarita
 “Albert Fried & Company ignored numerous instances when customer trading activity should have triggered the firm to file SARs. [read post]
9 Feb 2011, 7:30 am by aferster
In discussing EPA’s scientific and research goals with Makower, Anastas quoted Albert Einstein, “problems can’t be solved at the same level of awareness that created them. [read post]
29 Apr 2022, 6:27 am
SEC Rules Would Make SPAC Process More Burdensome than Traditional IPOs Posted by Gail Weinstein, Philip Richter, and Brian Hecht, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, April 22, 2022 Tags: IPOs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles Liability for Non-Disclosure in Equity Financing Posted by Albert H. [read post]
29 Apr 2022, 6:27 am
SEC Rules Would Make SPAC Process More Burdensome than Traditional IPOs Posted by Gail Weinstein, Philip Richter, and Brian Hecht, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, April 22, 2022 Tags: IPOs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles Liability for Non-Disclosure in Equity Financing Posted by Albert H. [read post]
13 Jan 2017, 6:11 am
Andrea Bonime-Blanc, The Conference Board, on Thursday, January 12, 2017 Tags: Accountability, Boards of Directors, Compliance & ethics, Cybersecurity, Insurance, Oversight, Risk disclosure, Risk management, Risk oversight, Securities regulation 2016 Year-End Activism Update Posted by Gibson, Dunn & Crutcher LLP, on Thursday, January 12, 2017 Tags: Acquisitions, Board composition, Boards of Directors, Management, Mergers & acquisitions, Proxy contests, Proxy voting, Settlements,… [read post]
19 May 2023, 6:30 am
Akkoyun, White & Case LLP, on Monday, May 15, 2023 Tags: activist campaigns, ESG, Shareholder activism, SPACs, technology, universal proxy rule The Meme Stock Frenzy: Origins and Implications Posted by Dhruv Aggarwal (Yale University), Albert H. [read post]
19 May 2023, 6:30 am
Akkoyun, White & Case LLP, on Monday, May 15, 2023 Tags: activist campaigns, ESG, Shareholder activism, SPACs, technology, universal proxy rule The Meme Stock Frenzy: Origins and Implications Posted by Dhruv Aggarwal (Yale University), Albert H. [read post]
8 Mar 2024, 6:30 am
Curtiss, and Ele Klein, Schulte Roth & Zabel LLP, on Tuesday, March 5, 2024 Tags: De-SPACs, Final Rule, IPOs, SEC, SPACs, Special purpose acquisition companies, Underwriting Creditors, Shareholders, and Losers In Between: A Failed Regulatory Experiment Posted by Albert H. [read post]
8 Mar 2024, 6:30 am
Curtiss, and Ele Klein, Schulte Roth & Zabel LLP, on Tuesday, March 5, 2024 Tags: De-SPACs, Final Rule, IPOs, SEC, SPACs, Special purpose acquisition companies, Underwriting Creditors, Shareholders, and Losers In Between: A Failed Regulatory Experiment Posted by Albert H. [read post]
25 Mar 2020, 10:38 am by Jack Goldsmith, Ben Miller-Gootnick
“Before Virus Outbreak, a Cascade of Warnings Went Unheeded,” declared the New York Times headline. [read post]
1 Jun 2018, 6:07 am
., on Sunday, May 27, 2018 Tags: Accounting, Blockchain, Corporate forms, Delaware law, Financial technology, Incorporations, LLCs, Public benefit corporations, State law Taxes and Mergers: Evidence from Banks During the Financial Crisis Posted by Albert H. [read post]
17 Apr 2020, 5:55 am
Rodburg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, April 15, 2020 Tags: Bankruptcy, Boards of Directors, Debtor-creditor law, Delaware law, Derivative suits, Director liability, Distressed companies, Fiduciary duties, Shareholder suits Deal Protection Devices Posted by Albert H. [read post]
30 May 2023, 2:30 am by Jack Sharman
Albert Camus, “The Fall” Best known for “The Stranger,” French novelist Albert Camus careens in and out of literary fashion. [read post]
9 Aug 2010, 12:58 am by Kelly
– EWHC (Ch) hands down judgment in trademark and passing off case Specsavers International Healthcare Ltd v Asda Stores Ltd (IPKat) VITA veto’d by VIETA – EWHC (Ch) confirms existing position regarding extent to which, on appeal, Hearing Officer decision open to challenge: Ruark Distribution Ltd v Marpea SL (Class 46) Caution chills interim damages pay-out: EWHC (Pat) ruling in Alan Nuttall Ltd v Fri-Jado UK Ltd and another (PatLit) Honda goes for Silver: Honda Motor Co… [read post]